Cao Cao
Cao Cao (pronunciation (help·info); [tsʰǎu tsʰáu]; Chinese: 曹操; c. 155 – 15 March 220), courtesy name Mengde (Chinese: 孟德), was a Chinese warlord, statesman and poet. He was the penultimate grand chancellor of the Eastern Han dynasty who rose to great power in the final years of the dynasty. As one of the central figures of the Three Kingdoms period, he laid the foundations for what was to become the state of Cao Wei and ultimately the Jin dynasty, and was posthumously honoured as "Emperor Wu of Wei" although he never was an emperor during his life time. He remains a controversial historical figure, and is often portrayed as a cruel and merciless tyrant in subsequent literature; however, he has also been praised as a brilliant ruler and military genius with unrivalled charisma who treated his subordinates like his family.
During the fall of the Eastern Han dynasty, Cao Cao was able to secure most of Northern China - the most populated and developed part of China. Cao Cao was also very successful in restoring public order and rebuilding the economy as the grand chancellor; however his manipulation of Emperor Xian as a puppet and figurehead was heavily criticised, with state affairs effectively being controlled by Cao Cao instead of the emperor himself. Opposition directly gathered around warlords Liu Bei and Sun Quan, whom Cao Cao was unable to quell.
Cao Cao was also skilled in poetry, calligraphy and martial arts and wrote many war journals including remarks added to The Art of War written by Sun Tzu. He is remembered amongst the most eminent rulers of medieval China.
Early life
Cao Cao was born in Qiao, Principality of Pei (present-day Bozhou, Anhui), in 155. His father Cao Song was a foster son of Cao Teng, who in turn was one of the favourite eunuchs of Emperor Huan. Some historical records, including the Biography of Cao Man, claim that Cao Song's original family name was Xiahou and that he was thus a relative of Xiahou Dun.
Cao was known for his craftiness as an adolescent. According to the Biography of Cao Man, Cao Cao's uncle complained to Cao Song about Cao Cao's indulgence in hunting and music with Yuan Shao. In retaliation, Cao Cao feigned a fit before his uncle, who immediately rushed to inform Cao Song. When Cao Song went to see his son, Cao Cao behaved normally. When asked, Cao Cao replied, "I have never had a fit, but I lost the love of my uncle, and therefore he deceived you." Afterwards, Cao Song ceased to believe his brother regarding Cao Cao, and thus Cao Cao became even more blatant and insistent in his wayward pursuits.[citation needed]
Early career and Yellow turban rebellion(175-188)
At that time, there was a man named Xu Shao who lived in Runan and was famous for his ability to evaluate a person's potentials and talents. Cao Cao paid him a visit in hopes of receiving an evaluation that would help him politically. At first, Xu Shao refused to make a statement; however, under persistent questioning, he finally said, "You would be a capable minister in peaceful times and an unscrupulous hero in chaotic times." Cao Cao laughed and left. There are two other versions of this comment in other unofficial historical records.[which?]
At the age of 20, Cao Cao was appointed district captain of Luoyang. Upon taking up the post, he placed rows of multicolored stakes outside his office and ordered his deputies to flog those who violated the law, regardless of their status. An uncle of Jian Shuo, one of the most powerful and influential eunuchs under Emperor Ling, was caught walking in the city after the evening curfew by Cao Cao's men and was flogged. This prompted Jian Shuo and other higher authorities to ostensibly promote Cao Cao to the post of governor of Dunqiu County while actually moving him out of the imperial capital. Cao Cao remained in this position for little more than a year, being dismissed from office in 178 for his distant family ties with the disgraced Empress Song. Around 180, Cao Cao returned to court as a Consultant (議郎) and presented two memoranda against the eunuchs' influence in court and government corruption during his tenure, to limited effect.
When the Yellow Turban Rebellion broke out in 184, Cao Cao was recalled to Luoyang and appointed Captain of the Cavalry (騎都尉) and sent to Yingchuan in Yu Province to suppress the rebels. He was successful and was sent to Jinan as Chancellor (相) to prevent the spread of Yellow Turban influence there. In Jinan, Cao Cao aggressively enforced the ban on unorthodox cults, destroyed shrines, and supported state Confucianism. He offended the local leading families in the process, and resigned on grounds of poor health around 187, fearing that he had put his family in danger. He was offered the post of Administrator of Dong Commandery (東郡), but he declined and returned to his home in Pei County. Around that time, Wang Fen (王芬) tried to recruit Cao Cao to join his coup to replace Emperor Ling with the Marquis of Hefei, but Cao Cao refused. The plot came to nothing, and Wang Fen killed himself.
Alliance against Dong Zhuo (189–191)
Main article: Campaign against Dong Zhuo
More information: A summary of the major events in Cao Cao's life ...
After 18 months in retirement, Cao Cao returned to the capital Luoyang in 188. That year, he was appointed Colonel Who Arranges the Army (典軍校尉), fourth of eight heads of a newly established imperial army, the Army of the Western Garden. The effectiveness of this new force was never tested, since it was disbanded the very next year.
In 189, Emperor Ling died and was succeeded by his eldest son (Emperor Shao), although state power was mainly controlled by Empress Dowager He and her advisors. The empress dowager's brother, General-in-Chief He Jin, plotted with Yuan Shao to eliminate the Ten Attendants (a group of influential eunuchs in the imperial court). He Jin summoned Dong Zhuo, a seasoned general of Liang Province, to lead an army into Luoyang to pressure the empress dowager to surrender power, braving accusations of Dong's "infamy". But before Dong Zhuo arrived, He Jin was assassinated by the eunuchs and Luoyang was thrown into chaos as Yuan Shao's supporters fought the eunuchs. Dong Zhuo's army easily rid the palace grounds of opposition. After he deposed Emperor Shao, Dong Zhuo placed the puppet Emperor Xian on the throne, since he deemed that Emperor Xian was more capable than the original puppet Emperor Shao.
After rejecting Dong Zhuo's offer of appointment, Cao Cao left Luoyang for Chenliu (southeast of present-day Kaifeng, Henan, Cao's hometown), where he built an army. The next year, regional warlords formed a military alliance under Yuan Shao against Dong. Cao Cao joined them, becoming one of the few active fighting members of the coalition. Although the warlords liberated the capital of Luoyang, Dong Zhuo's court managed to flee westwards to the former capital of Chang'an, abducting Emperor Xian. The coalition fell apart after months of inactivity, and China fell into civil war while Dong Zhuo was killed in 192 by Lü Bu.
Carving a territory (191–199)
Map showing the major warlords of the Han dynasty in the early 190s, including Cao Cao
Conquest of Yan Province (191–195)
Main articles: Cao Cao's invasion of Xu Province and Battle of Yan Province
Through short-term and regional-scale wars, Cao Cao continued to expand his power. In 191, Cao Cao was appointed Administrator of Dong commandery (Dongjun) in Chenliu. This happened after he successfully fought against the bandit chieftain Bo Rao, and Yuan Shao named him Administrator in the stead of the ineffectual Wang Hong. He cleared Dong of bandits, and when the Inspector of Yan Province Liu Dai died the following year, he was invited by Bao Xun and other officers to become the Governor of Yan Province, and deal with an uprising of Yellow Turbans in Qing Province who raided Yan. Despite several setbacks, Cao Cao managed to subdue the rebels by the end of 192, likely through negotiations, and added their 30,000 troops to his army. In early 193, Cao Cao and Yuan Shao fought against the latter's cousin Yuan Shu in several battles such as Fengqiu, driving him away to the River Huai.
Cao Cao's father Cao Song was killed in autumn 193 by troops of Tao Qian, governor of Xu Province (who claimed to be innocent, and that Cao Song's murderers had been mutineers). Enraged, Cao Cao massacred thousands of civilians in Xu during two punitive expeditions in 193 and 194, to avenge his father. Because he took the bulk of his soldiers to Xu Province in order to defeat Tao Qian, most of his territory was left undefended. A number of discontented officers led by Chen Gong and Zhang Chao (Zhang Miao’s brother) plotted to rebel. They convinced Zhang Miao to be their leader, and to ask Lü Bu to come with reinforcements. Chen Gong invited Lü Bu to be the new Inspector of Yan province. Lü Bu accepted this invitation and led his soldiers into the province. Since Cao Cao's army was away, many of the local commanders figured that fighting would be a lost cause and surrendered to Lü Bu as soon as he arrived. However three counties – Juancheng, Dong’a, and Fan, remained loyal to Cao Cao and when Cao Cao returned, he gathered his own forces at Juancheng.[citation needed]
Throughout 194 and 195, Cao Cao and Lü Bu fought several battles of some size for the control of Yan Province. Though Lü Bu initially did well in holding Puyang, Cao Cao won almost every engagement outside of Puyang. Cao Cao's decisive victory came in a battle near Dongming.[citation needed] Lü Bu and Chen Gong led a large army to assault Cao Cao's forces. At that time, Cao Cao was out with a small army, harvesting grain. Seeing Lü Bu and Chen Gong approaching, Cao Cao hid his soldiers in some woods and behind a dam. He then sent a small force ahead to skirmish with Lü Bu's army. Once the two forces were committed, he unleashed his hidden soldiers. Lü Bu's army was devastated by this attack and many of his soldiers fled.[citation needed]
Lü Bu and Chen Gong both fled after that battle. Since Xu province was now under Liu Bei’s command and Liu Bei had been Cao Cao’s enemy in the past, they fled to Xu for safety. Cao Cao decided not to pursue them and instead set about crushing Lü Bu’s loyalists in Yan, consolidating his hold over that province. Eighteen months after the rebellion started, Cao had destroyed Zhang Miao and his family, and regained Yan Province by the end of 195.
Securing the emperor (196)
Cao Cao moved his headquarters in early 196 from Puyang to Xu City (許, present-day Xuchang), where he built military agricultural colonies for the settlement of refugees and supply of food for his troops.
Around August 196, Emperor Xian returned to Luoyang under the escort of Yang Feng and Dong Cheng. Cao Cao joined Emperor Xian in autumn 196 and convinced him to move the capital to Xu City as suggested by Xun Yu and other advisors, as Luoyang was ruined by war and Chang'an was not under Cao's military control. He was appointed Minister of Works (after negotiating with his nominal superior Yuan Shao), and Director of Retainers (司隸 Sī lì), granting him nominal control over Sili Province. Furthermore, he became General-in-Chief (大將軍) and Marquis of Wuping (武平侯), though both titles had little practical application. While some viewed the emperor as a puppet under Cao Cao's control, Cao adhered to a strict personal code until his death that he would not usurp the throne. When he was approached by his advisors to overthrow the Han dynasty and start his own dynasty, he replied, "If heaven bestows such a fate upon me, let me be King Wen of Zhou."
To maintain a good relationship with Yuan Shao, who had become the most powerful warlord in China when he united the northern four provinces, Cao Cao lobbied to have Yuan appointed Minister of Works. However, this had the opposite effect, as Yuan Shao believed that Cao Cao was trying to humiliate him, since Minister of Works technically ranked lower than General-in-Chief, and therefore refused to accept the title. To pacify Yuan Shao, Cao Cao offered his own position to him, while becoming Minister of Works himself. While this temporarily resolved the conflict, it was the catalyst for the Battle of Guandu later.[citation needed]
Battling Zhang Xiu, Yuan Shu, and Lü Bu (197–198)
A mural showing chariots and cavalry, from the Dahuting Tomb of the late Eastern Han Dynasty (25–220 AD), located in Zhengzhou, Henan province, China
Further information: War between Cao Cao and Zhang Xiu
Liu Biao was a major power at that time, holding all of Jing province. Jing had always been prosperous, but it had grown in size because many people fled from the northern wars and sought refuge there. Therefore, Liu Biao constituted a danger to Cao Cao. Zhang Xiu commanded Liu Biao's territory on the border with Cao Cao, so Cao Cao went to attack him. In early 197 Zhang Xiu surrendered to Cao Cao, but later attacked his camp in the night (the Battle of Wancheng), killing many people, including Cao Cao's son Cao Ang, and forcing Cao Cao to flee.